TAG Resources | Request A Proposal

Plan Basics

Plan Type*

Startup
Takeover

Company Name*

Current Plan Assets*

Expected Flow

Eligible Employees*

Participants With Balances*

Advisor Info

Advisors on the Proposal*

One
Two

Advisor Payment Method

Advisor Name*

First Last

Advisor Title

Advisor Firm*

Advisor Phone*

Advisor Email*

Advisor Location*

City State / Province / Region

Broker Dealer / RIA Firm

Advisor Compensation (BPs)*

Please enter a number from 0 to 1000.

Second Advisor Name*

First Last

Second Advisor Firm*

Second Advisor Phone*

Second Advisor Email*

Second Advisor Location*

City State / Province / Region

Second Advisor Broker Dealer / RIA Firm

Remember Advisor(s)

Investment Manager Info

Securities Licensed?*

Yes
No

Investment Manager*

Stifel Ackowledgement*

I hereby acknowledge and understand that Stifel’s (K)lear Choice 401(k) Retirement Plan Exchange, powered by TAG Resources, is to be presented as a suitable alternative for my client’s or prospect’s 401(k) plan. Since PearlStreet/Stifel is the 3(38) investment manager for the (K)lear Choice program, I understand that in presenting this solution to a client or prospect as a Stifel Financial Advisor, I am only permitted to “educate” my clients on the benefits of the (K)lear Choice program relative to other options available to the client, but I am prohibited from making a direct recommendation of the solution.

Raymond James Advisor Type*

Recordkeeper Info

RK Contact Title

RK Contact Name

First Last

RK Contact Phone

RK Contact Email

Remember RK Contact

Comments & Special Instructions

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Referred to TAG By

Group/Association Affiliation Name

Notes

Phone

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