When it comes to leadership, there are generally two camps — micromanagement and macromanagement. After briefly touching on these two styles of leadership, I’d like to introduce a 3rd style — one in which I believe works best in most situations; I refer to it...
When the Department of Labor (DOL) Fiduciary rule was first unveiled, many financial advisors (FA), broker dealers (BDs), and recordkeepers rushed to re-tool their processes in order to ensure compliance to the hefty liability that came along with the new ruling. Pockets of advisors and...
Fiduciary Liability insurance & ERISA Bonds Another quick question that needs to be asked is on Fiduciary Insurance. This type of insurance is to insure the plan against losses from breaches of fiduciary responsibility. As a 3(16) could be the super fiduciary for your plan, you...
One major differentiator of TAG Resources is our commitment to innovative technology. Technology is driving how everyone from Financial Advisors to Plan Sponsors are handling their part of the Retirement industry. Check out these articles for ideas to supplement your tech expertise. TAG incorporates Ease...
There is a lot of commotion around the notion that President-elect Donald J. Trump will do away with this fiduciary nonsense. While that is indeed possible, I like to think that some of the other items that vie for his attention will win out— like...
[video width="640" height="480" autoplay="true" m4v="https://tagresources.com/wp-content/uploads/2017/02/Retirement_Crisis_TAG_Resources_Knoxville_401k.m4v"][/video] If you would like to customize this video for your business, please contact Neil Farnsworth neil@tagresources.com...
And, here's a link to download a PDF. ...
[caption id="attachment_1209" align="alignleft" width="300"] Image courtesy of Sira Anamwong at FreeDigitalPhotos.net[/caption] What better time than Halloween to keep you informed on what scares Plans Sponsors! Getting Sued Changing Recordkeepers Offering in-plan retirement income options The ‘squeaky’ participant And, there's more! Here's an article from NAPA, the nation's leading...
There are roughly 40 days between the time this post was created and April 10, 2017, when the Department of Labor's Fiduciary ruling takes effect. TAG Resources will try to provide you with as much information as possible to give you a competitive advantage. Some of...